Regulatory Compliance

Riar Legal attorneys practicing in the area of Financial Services law handle regulatory compliance matters before all levels of local, state and central administrative agencies, as well as before state and central courts. In addition, the lawyers in this practice have extensive experience in negotiating and structuring economic incentives for new investment at center, state and local levels.

Our professionals are experts in such areas as antitrust, enforcement actions, acquisitions policy, security clearances, financial regulations, government contracts, international trade and customs, securities law, telecommunications law and white collar criminal matters. Riar Legal maintains a diverse administrative and agency practice. Our attorneys have consequently practiced at or before the Department of Justice, Communications Commission, Trade Commission, Financial Industry Regulatory, Food and Drug Administration, International Trade Commission, and the Securities and Exchange Commission.

Riar Legal’s Financial Services Regulatory Compliance attorneys also prepare advisories to financial institutions on new legislative and regulatory developments. Members of the group have extensive knowledge in preparing opinions on the legislative and regulatory interpretations of the anti-tying rules for bank holding companies and application of such rules to the proposed tying of specific bank products and services.

The best measure of our effectiveness has been our clients' record of achieving positive results with regulatory law matters, allowing them to concentrate their efforts on business success.

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